Senior Regulatory Specialist

Cboe's Regulatory Division as a Senior Regulatory Specialist. In this role, you will support regulatory program administration, education and training initiatives, and certain Enforcement-related processes.

Responsibilities

• You will help translate regulatory developments into practical guidance and training, maintain documentation, and coordinate with stakeholders to keep Division policies and procedures current.
• You will also track commitments and deliverables, assist with Enforcement-related processes, and build knowledge of the regulatory environment.
• A BS in business, legal studies, finance, or a related field is required, along with five or more years of legal and/or financial markets experience.
• Contribuer à l'administration des programmes réglementaires, à l'éducation et à la formation de la Division, aux politiques et procédures, et à certains processus liés à l'application de la loi.
• Aider à traduire les développements réglementaires en conseils pratiques, en processus documentés et en formations qui soutiennent une surveillance réglementaire efficace.
• Coordonner avec les conseillers réglementaires et d'autres parties prenantes pour maintenir les politiques, procédures, aides à l'emploi et documentation connexe de la Division à jour.
• Organize and prioritize work assignments; complete multiple tasks timely, with accuracy and quality; adjust to changes in priorities and situations; readily accept new assignments, processes or technology as part of the job
• Experience supporting training initiatives, including learning management system administration, is a plus
• Create well-written, organized presentation materials, correspondence and other documentation
• Organize and express ideas clearly and understandably when speaking to individuals or groups; listen to others and respond appropriately
• Interact in a professional manner with internal and external contacts; use tact and diplomacy; maintain confidentiality; appropriately handle and communicate controversial or sensitive information

Requirements

• BS in business, legal studies, finance, or a related field, or equivalent professional experience

The ability to

• Work cooperatively in group situations; offer assistance and support to co-workers; balance team and individual responsibilities
• Five or more years of legal and/or financial markets experience in a professional, administrative or analyst role
• Be thorough and precise when accomplishing a task; double-check accuracy to consistently provide high-quality work product

Preferred

• ​Experience with learning management systems and eLearning development tools, such as Articulate Storyline or Rise 360, is a plus
• Paralegal Certificate preferred

Pay

USD 102,850 - 133,100

Knowledge of financial markets and relevant exchange, SEC, CFTC, and other regulatory agency rules and requirements