Junior Financial Dealer
- Sydney, Australia
- Entry Level
- Posted
# Junior Financial Dealer
> moomoo · Sydney, Australia · Full-time · Posted 2026-11-09
**Workplace:** on_site
**Department:** Operational Risk Management Team
## Description
**About moomoo:** moomoo is a next-generation investment and trading platform that empowers global investors through professional-grade, easy-to-use tools, real-time data, and actionable insights. Our mission is to provide an innovative, transparent, and community-driven investment experience for individuals at all levels of trading expertise.
- **About the Role:**
- As a **Junior Financial Dealer** at moomoo, you will play a pivotal role in delivering outstanding service to our clients by executing trades, managing portfolio risk, and supporting a seamless trading experience. This role offers a unique opportunity to work at the intersection of technology and finance in a fast-paced, collaborative environment. You’ll leverage moomoo’s proprietary trading systems, real-time market data, and advanced analytical tools to support our growing client base.
This position is ideal for individuals who are passionate about the financial markets and thrive in a dynamic, innovative, and client-focused setting.
### **Key Responsibilities:**
**1\. Trading Operations & Monitoring**
- Monitor daily trading activities, order execution and trading system performance across multiple markets.
- Investigate trading exceptions, rejected orders and unusual trading activities.
- Assist with trading restrictions, order cancellations and position adjustments.
- Coordinate with internal teams and upstream brokers to resolve trading-related issues.
**2\. Margin & Risk Monitoring**
- Support daily margin account monitoring and margin call processes.
- Assist with forced liquidation procedures in accordance with internal policies and risk controls.
- Monitor account exposures, trading restrictions and potential risk events.
- Escalate unusual trading activities or risk exposures to senior dealers and relevant teams.
**3\. Corporate Actions & Derivatives Support**
- Assist with trading-related corporate action activities, including trading restrictions and position adjustments.
- Support the monitoring of options exercise, assignment and expiry-related risks.
- Assist with the handling of trading exceptions arising from corporate actions and derivatives activities.
**4\. Incident Management & Operational Support**
- Identify, investigate and escalate trading-related incidents in a timely manner.
- Work closely with Operations, Risk Management, Compliance and Technology teams to resolve issues.
- Maintain accurate operational records, reports and incident documentation.
- Support process improvements, system testing and the development of operational procedures.
## Requirements
**Essential**
- Bachelor's degree in Finance, Economics, Business or a related discipline.
- 1–2 years of relevant experience; fresh graduates with a strong interest in financial markets are welcome.
- Basic understanding of equities, ETFs and financial markets.
- Strong analytical and problem-solving skills.
- High attention to detail and a strong sense of responsibility.
- Ability to work effectively under pressure in a fast-paced environment.
- Good communication skills and the ability to collaborate across teams.
- Availability to work flexible hours and rotating shifts to support international markets, **including rostered early morning shifts, Saturday mornings, and occasional night shifts (all Sydney time)**.
- Priority will be given to candidates with relevant RG 146 qualifications.
**Desirable**
- Previous experience in brokerage, trading operations, settlements or financial services.
- Understanding of margin trading, short selling, options or other listed derivatives.
- Familiarity with trading platforms, order management systems or risk monitoring tools.
- Knowledge of Australian financial markets and relevant regulatory requirements.
- Proficiency in Microsoft Excel and other data analysis tools.
- Mandarin language skills would be advantageous for communication with regional teams.
## Benefits
- A high degree of autonomy and self-direction, within a friendly, supportive team
- Generous contribution to private healthcare and gym membership
- Competitive salary and bonus structure
- Support for ongoing education and training.
Moomoo Australia and New Zealand has a culture where all employees are valued and respected. We provide a workplace that fosters continuous professional development, in an inclusive environment. We are a certified ‘Great Place to Work' in 2025 and 2026. Our local operation is highly connected to our global presence across eight world markets.
## Apply
[Apply at moomoo](https://apply.workable.com/moomoo/j/C85BC219FB/apply)
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