Compliance Analyst
Mission Underwriting Managers
- London, United Kingdom
- Mid Level
- Posted
Skills
Required
- FCA rules
Preferred
- AR/TII monitoring
- file review cycle
- version control
- RCSAs
- risk register maintenance
About Mission Underwriting Managers
- We celebrate diversity and are committed to creating an inclusive environment for all employees.
- Mission At Mission, we unite talented underwriters, smart infrastructure, and capital to launch and scale specialist MGAs.
Responsibilities
- Function Support the monthly AR/TII monitoring and file review cycle across Mission’s Appointed Representatives and Tied Insurance Intermediaries.
- Carry out thematic reviews and file checks as directed by the Senior Compliance Manager.
- Produce compliance MI and reporting for management and Board/committee packs.
- Administer and maintain the compliance policy suite, including version control and review scheduling.
- Support complaints handling, logging, tracking and root-cause analysis.
- Support with logging, tracking and follow up on compliance events, such as breaches, conflicts, issues & incidences, etc.
- Maintain training & competence records and support delivery of compliance training.
- Assist with regulatory horizon-scanning and tracking upcoming requirements.
- Support the Enterprise Risk Management framework, including risk and control self-assessments (RCSAs) and risk register maintenance.
- Track risk actions and remediation plans to closure, escalating overdue items to the Risk Manager.
Requirements
- Working knowledge of the UK regulatory framework (FCA rules, SM&CR, Consumer Duty); insurance or MGA sector exposure preferred.
- MS Excel/Office skills, comfortable working with data to produce MI.
- High attention to detail and strong written communication.
- Able to manage a varied workload against multiple deadlines.
- This is a remote position.
- Planned, in-office activities may be required on occasion (typically 2-4x per year).
- You must live in the UK and be authorized to work in the UK without requirement of employment sponsorship/visa.
Preferred
- Experience in a compliance, risk, audit or regulatory support role; insurance/financial services background preferred but not essential.
Benefits
- Our model gives brokers instant access to sharp, responsive underwriting teams who deliver tailored solutions.
- Private Medical Insurance via Bupa and access to JAAQ at Work a video platform designed to support your overall wellbeing
- Group Life Insurance 4 x annual salary
- Scheme - salary sacrifice employer 5% contribution
- Global Travel Insurance 28 days annual leave and an additional day off for your birthday
- Company paid parental leave
- Discretionary bonus scheme
- Employee referral scheme Remote first
Mission
Underwriters is an equal opportunity employer.
