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Compliance Analyst

Mission Underwriting Managers

Skills

Required

  • FCA rules

Preferred

  • AR/TII monitoring
  • file review cycle
  • version control
  • RCSAs
  • risk register maintenance

About Mission Underwriting Managers

  • We celebrate diversity and are committed to creating an inclusive environment for all employees.
  • Mission At Mission, we unite talented underwriters, smart infrastructure, and capital to launch and scale specialist MGAs.

Responsibilities

  • Function Support the monthly AR/TII monitoring and file review cycle across Mission’s Appointed Representatives and Tied Insurance Intermediaries.
  • Carry out thematic reviews and file checks as directed by the Senior Compliance Manager.
  • Produce compliance MI and reporting for management and Board/committee packs.
  • Administer and maintain the compliance policy suite, including version control and review scheduling.
  • Support complaints handling, logging, tracking and root-cause analysis.
  • Support with logging, tracking and follow up on compliance events, such as breaches, conflicts, issues & incidences, etc.
  • Maintain training & competence records and support delivery of compliance training.
  • Assist with regulatory horizon-scanning and tracking upcoming requirements.
  • Support the Enterprise Risk Management framework, including risk and control self-assessments (RCSAs) and risk register maintenance.
  • Track risk actions and remediation plans to closure, escalating overdue items to the Risk Manager.

Requirements

  • Working knowledge of the UK regulatory framework (FCA rules, SM&CR, Consumer Duty); insurance or MGA sector exposure preferred.
  • MS Excel/Office skills, comfortable working with data to produce MI.
  • High attention to detail and strong written communication.
  • Able to manage a varied workload against multiple deadlines.
  • This is a remote position.
  • Planned, in-office activities may be required on occasion (typically 2-4x per year).
  • You must live in the UK and be authorized to work in the UK without requirement of employment sponsorship/visa.

Preferred

  • Experience in a compliance, risk, audit or regulatory support role; insurance/financial services background preferred but not essential.

Benefits

  • Our model gives brokers instant access to sharp, responsive underwriting teams who deliver tailored solutions.
  • Private Medical Insurance via Bupa and access to JAAQ at Work a video platform designed to support your overall wellbeing
  • Group Life Insurance 4 x annual salary
  • Scheme - salary sacrifice employer 5% contribution
  • Global Travel Insurance 28 days annual leave and an additional day off for your birthday
  • Company paid parental leave
  • Discretionary bonus scheme
  • Employee referral scheme Remote first

Mission

Underwriters is an equal opportunity employer.