Registered Wealth Associate

Are you known as an organized individual? Do you enjoy working independently and with a team? Do you find yourself creating a task list daily? If so, then the Registered Wealth Associate role may be right for you!

As a Registered Wealth Associate you provide support to financial advisors and other employees executing and overseeing account transfers and asset movements with accuracy and efficiency.

About Frostbank

• It’s about supporting people, our people.
• At Frost, it’s about more than a job.
• It’s about having a flourishing career where you can thrive, both in and out of work.
• At Frost, we’re committed to fostering an environment that reflects our values and encourages team members to be the best they can be.
• In joining our adaptable, integrity-driven team, you’ll become part of Frost’s 155-year legacy of providing unparalleled banking services.
• Since 1868, Frost has dedicated their expertise to provide exceptional banking, investment, and insurance services to businesses and individuals throughout Texas.
• Frost is one of the 50 largest U.S. banks by asset size and is a leader in banking customer satisfaction.
• At Frost, it’s about being part of something bigger.
• If this sounds like you, we encourage you to apply and see what’s possible at Frost.

Responsibilities

• Execute and oversee account transfers and asset movements requiring licensed handling, including direct client interaction and regulatory compliance
• Process and track licensed transactions such as trades, distributions, and contributions across various asset classes
• Prepare and review investment documentation, disclosures, and compliance materials for advisor and client meetings
• Maintain accurate records for client communications, regulatory filings, and advisor correspondence
• Manage inventory of licensed materials and ensure compliance with industry standards in all distributed content
• Serve as a licensed liaison between clients and advisors, providing elevated support and guidance
• Always take action using
• Integrity, Caring, and Excellence to achieve all-win outcomes

Requirements

• You enjoy working cross-functionally with other lines of business in the organization, and you take this as an opportunity to build long lasting relationships with all individuals.
• You have the ability to prioritize projects, resolve problems, and pay attention to detail.
• Most importantly, this role is about building trust through every interaction and doing it with integrity, caring and excellence in mind.
• FINRA Series 7, 63, and 65 licenses or FINRA Series 7 and 66 licenses; or ability to obtain within 120 days of hire
• Demonstrated ability to represent the wealth advisor and assist with financial transactions
• Strong understanding of investment products, compliance standards, and financial regulations
• Ability to manage sensitive client information and execute licensed transactions with accuracy and discretion
• Excellent written and verbal communication skills
• Proficiency in Microsoft computer applications

Benefits

• Life, Accident, Health, and HMO Insurance; or ability to obtain within 120 days of hire
• At Frost, we care about your health, your family, and your future and strive to have our benefits reflect that.
• Medical, dental, vision, long-term disability, and life insurance 401(k) matching Generous holiday and paid time off schedule Tuition reimbursement Extensive health and wellness programs, including our Employee Assistance Program Referral bonus program + more!