ERM Compliance Lead
- New York, United States
- Lead/Staff
- 3+ years
- Posted
Skills
Required
- risk assessments / issue management / policy and procedure maintenance / regulatory change management
- change management / new product/material change review
- UDAP / UDAAP
- FTC rules
- Dodd-Frank
- BSA/AML
- project management
- NPI/change control committees
- SQL
Preferred
- audit software
Join Brex as an ERM Compliance Lead, where you will play a critical role in ensuring compliance with regulatory requirements and internal policies. You will manage core compliance program processes, collaborate with various departments, and represent Brex in external audits and bank partner reviews. This position offers a range of benefits, including medical, dental, and vision coverage, generous vacation, and parental leave.
Experience at a fintech or a bank that sponsors fintech programs
Responsibilities
- Assister à l'élaboration et à l'amélioration du programme de conformité de l'organisation en alignement avec les exigences réglementaires et les meilleures pratiques de l'industrie.
- Gérer les examens de conformité des nouveaux produits et des changements matériels, en veillant à une évaluation appropriée des risques et à l'engagement des parties prenantes.
- Collaborer de manière transversale avec les équipes internes pour garantir la soumission en temps voulu des rapports mensuels aux partenaires bancaires.
- A love for collaboration, teamwork, and delivering excellence
- A hands-on approach, concise and straightforward style
Requirements
- Working knowledge of the regulations that govern card, lending, and deposit products (Regulation B, UDAP/UDAAP, FTC rules, and Dodd-Frank) plus familiarity with BSA/AML and KYC obligations
- Exceptional communication and interpersonal skills, with the ability to collaborate effectively with bank partners, external auditors, and internal teams
- Experience contributing to core compliance program work: risk assessments, issue management, policy and procedure maintenance, or regulatory change management
- 3+ years of experience in compliance or risk within financial services
- Detail-oriented with strong organizational and project management abilities
- Experience supporting change management or new product/material change review (NPI/change control committees, risk assessments for product launches)
- Comfort building recurring reporting and dashboards; basic data fluency (Looker, SQL, or advanced spreadsheet work) to support monthly bank partner reporting
Preferred
Prior experience managing and/or implementing workflow tools
- Thrives as a generalist across multiple compliance program components rather than owning a single narrow lane
- Professional certification such as CRCM, CAMS, CRMA, or CIA is a plus
- Proficiency in compliance management and audit software
Pay
USD 111,000 - 135,000
