Senior Counsel (Risk)
- New York, United States
- Senior Level
- 6+ years
- Posted
Skills
Required
- litigation or commercial disputes / creditors’ rights or collections / bankruptcy / regulatory investigations / enforcement / incident response
- state money transmission
- UDAAP
- BSA/AML
Preferred
- Broker-dealer
- demand letters
- Rule 4530 reporting
Join Brex, a fast-growing financial technology company, as a Senior Counsel (Risk). In this role, you will be responsible for managing legal responses to disputes, incidents, collections, and regulatory inquiries. You will work closely with various teams within the company, including Legal, Compliance, Risk, Operations, and product teams. Your expertise in litigation, bankruptcy, regulatory investigations, and incident response will be crucial in driving resolution and ensuring compliance with applicable laws and regulations.
USD 270,000 - 335,000
Responsibilities
- Assurer la réponse juridique aux litiges, incidents, recouvrements et enquêtes réglementaires, en gérant les affaires précontentieuses de bout en bout.
- Diriger la résolution juridique des litiges liés à la propriété des comptes et des fonds, y compris les réclamations concurrentes.
- Superviser les réponses aux enquêtes réglementaires, aux examens et aux demandes d'information liées aux incidents, aux litiges et aux questions de remédiation.
- Experience owning pre-litigation disputes end to end, including demand letters, early case assessment, and deciding when to bring in outside counsel
- Broker-dealer regulatory experience, such as responding to FINRA or SEC examinations and information requests, handling FINRA customer arbitrations and complaints, Rule 4530 reporting, or advising on SEC enforcement inquiries and subpoenas
Requirements
- A calm, structured approach under pressure and a bias toward action and clear ownership
- Juris Doctor (JD) and active bar membership in good standing of at least one U.S. jurisdiction
- Demonstrated ability to run a high-volume, high-stakes docket independently, with excellent judgment on what to resolve, what to escalate, and what to fight
- 6+ years of experience as an attorney, including at least 3 years focused on one or more of the following: litigation or commercial disputes, creditors’ rights or collections, bankruptcy, regulatory investigations or enforcement, or incident response
- Working knowledge of the regulatory landscape applicable to fintech, such as state money transmission, UDAAP, Reg E and Reg Z, BSA/AML, and bank partnership models
- Strong drafting instincts for customer-facing and regulator-facing communications, where precision and tone both matter
- Low ego, high accountability, and comfort operating cross-functionally with Compliance, Risk, Operations, and Engineering, Product & Design
- 3+ years of experience as an in-house attorney at a fintech, bank, broker-dealer, or payments company
- Experience responding to bank regulatory examinations or inquiries, including from the OCC or the Federal Reserve
- Experience managing collections agencies or recovery counsel, including recovery strategy in Chapter 7 and Chapter 11 proceedings
- Experience with account ownership and beneficiary dispute frameworks
- Experience managing subpoena and third-party legal process response, including under RFPA, GLBA, and similar financial privacy frameworks
