Compliance Analyst
IMC
- Sydney, Australia
- Mid Level
- Posted
Responsibilities
- Joining a highly skilled and experienced team of Compliance professionals to drive IMC’s regulatory vision and compliance efforts across the region.
- Promoting IMC’s Compliance culture, awareness of regulatory developments, and best practices within the business.
- Monitoring and reviewing applicable laws, rules and regulations to identify new compliance requirements.
- Communicating with Brokers and Exchanges in relation to trader registration, conducting reviews, and keeping up to date records.
- Developing, maintaining, and reviewing written policies and procedures, training presentations, and associated materials.
- Conducting periodic reviews of internal compliance with policies and procedures, and reporting of the results to management.
- Conducting necessary tasks for IMC’s AML procedures.
- Communicating with regional compliance teams on global issues and projects.
Requirements
- Degree qualified in Finance, Commerce, Business, Law, or a related discipline.
- Strong attention to detail and analytical/problem solving skills.
- Strong interpersonal, organisational, and time management skills.
- Ability to work both independently and in teams.
- Ability to communicate complex ideas or concepts clearly.
Your Skills and Experience
- 1.5 to 4 years of experience in financial markets compliance at a Trading Firm, Broker, Regulator, Exchange, or similar role.
- Willing to learn and take responsibility for required tasks and projects.
About Us
IMC is a research-driven trading firm where quantitative modeling, machine learning, and engineering shape how modern markets are traded. A stabilizing force in markets since 1989, we provide liquidity across trading venues, delivering the best outcome in value and risk management to investors. Using our own technology and capital, we build proprietary systems and algorithms that operate across global markets. Our researchers, traders, and engineers work as a collective, combining rapid experimentation, advanced infrastructure, and real-time feedback to turn insight into execution and execution into advantage.
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